Brokerage Commission

0.25% or more on transaction amount, or negotiable

Min. HKD100

Remarks
Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, fees will be calculated in HKD equivalent and collected in the relevant trading currency.

Pre-IPO Investing Commission (Grey Market)

0.375% on transaction amount

Min. HKD150

Transaction Levy

0.0027% on transaction amount

Trading Fee

0.00565% on transaction amount

Stamp Duty

0.13% on transaction amount (Less than HKD1 is also counted as HKD1)

CCASS Settlement Fee

0.01% on transaction amount

Min. HKD2

Max. HKD200

FRC Transaction Levy

0.00015% on transaction amount

Settlement Instruction Fee (Settlement Instruction and Investor Settlement Instruction)

No fees on receiving securities

Physical Stock Withdrawal (From CCASS)

Transfer

HKD5 for each transfer deed

Custody Fee

Waived

Default Penalty for Late Delivery of Shares

0.75% of the market value of the shares to be delivered (calculated based on the closing price published by the Stock Exchange on the settlement due date)

Max. HKD150,000

Handling Fee Relating to Contract Note

0.25% of the market value of the shares (calculated based on the closing price of the
previous day of trading)

Fees charges on both of the share delivering party and share receiving party (if both accounts are opened with the company) and must obtain valid approval

Min. HKD500

Transfer Registration Fee

HKD1.5 per board lot (in the name of CCASS)

Dividend Collection Fee

Dividend collection fee: 0.12% of dividend collected

Max. HKD10,000

Dividend Recovery

HKD 500 per case, plus other agency services fees, such as dividend collection fee, stock certificate fees, company program service fees and other fees

Bonus Shares / Bonus Warrants

HKD1 per board lot

Min. HKD20

Distributed Unlisted Shares

HKD1 per board lot

Min. HKD20
Max. HKD100

Share Consolidation / Share Split

Waived

Rights Issue (including additional rights issues), General Offer or Share Exchange

HKD100 per case, plus a service fee of HK$0.80 per lot for fulfillment of rights and obligations. Odd lots are also regarded as one lot.

Max. HKD10,000

Exercise Call/Put Warrants

Max. HKD10,000

Subscribe New Shares

Unfinanced and subscribed via nominee: Waived

Subscribe through financing (interest is also payable): HKD100

Request For Annual Report of Listed Company

HKD10 per annual report

Express Transfer Fee

HKD200 per case, plus fees charged by the share registrar and CCASS

Dormant Account Handling Fee

No transaction in the account within a year, HKD50 per annum

Account Balance Certificate

HKD150 per certificate per account

Returned Cheque

HKD50 per bounced cheque

Payment Termination Fee

Cheque: HKD200 per case

Telegraph transfer / Bank transfer system payment: HKD300 per case

Request For Statement

Within 2 months: Free

More than 2 months: HKD200 per statement

Stock Segregated Account Service Fee (with CCASS statement service)

HKD100 per month per account

Brokerage Commission

0.25% or more on transaction amount, or negotiable

Min. RMB100

Stamp Duty

- A Shares: 0.05% of the transaction amount (only the seller will be charged)

- ETFs: Waived

Securities Management Fee

- A Shares: 0.002% of the transaction amount

- ETFs: Waived

Handling Fee

- A Shares: 0.00341% of the transaction amount

- ETFs: 0.004% of the transaction amount

Transfer Fee

- A Shares:

ChinaClear: 0.001% of the transaction amount; and

HKSCC: 0.002% of the transaction amount

- ETFs:

ChinaClear: Waived

HKSCC: 0.002% of the transaction amount

Settlement Instruction Fee (Settlement Instruction)

No fees on receiving securities

Not applicable

Custody Fee

Waived

Default penalty for late delivery of shares

1.25% of the market value of the shares to be delivered (calculated based on the closing price published by the Stock Exchange on the settlement due date)

Max. HKD250,000

Dividend Collection Fee

Handling fee: 0.50% of dividend collected

Min. RMB30

Max. RMB3,000

Bonus Shares / Bonus Warrants

RMB1 per board lot

Min. RMB20

Share Consolidation / Share Split

Waived

Rights Issue (including additional rights issues), General Offer or Share Exchange

RMB100 per case

Voting

Waived

Brokerage Commission

0.5% on transaction amount (one-sided)

Min. USD75 (no combined order)

SEC fee

0.0008% of the transaction amount (only the seller will be charged)

Custody Fee

Waived

Cash Dividend Collection Fee

1.5% of cash dividend collected

Min: USD10

ADR Fee

USD0.01-0.05 per share (charged based on settled positions held on record date)

Custody Fee

0.05% p.a. x the total market value of the bond holdings in your account(s) as at the end of the last Hong Kong business day of each month. Charged semi-annually. (Max: HKD2,500 for half-year)

Cash Account

Cash account client stock purchase: Overdue loans are subject to overdue interest on the net amount (calculated from the settlement date)

Prevailing Interest Rate* +3% p.a.

18% p.a.^

Margin Account

Margin account client stock purchase: Default/exceeding limit is subject to overdue interest on the net amount (calculated from the settlement date)

Prevailing Interest Rate* +3% p.a.

18% p.a. for default/exceeding limit (applicable to all currencies)

Hong Kong Dollar

5.0%

Renminbi

5.30%

Others

5.125%