1. Fraud Alert: Click here to find out more
2. In view of the gradually stabilizing COVID situation, our settlement counter at 21/F Lee Garden One and Wealth Management Centers in Mongkok and Sheung Wan will start to provide services, by appointment only, with effect from May 10, 2022. Everbright Securities International will continue to monitor the situation closely and details on full resumption of services will be announced in due course. For enquiries and assistance, please contact your Wealth Manager or call our Customer Service Hotline.
3. Effective from 1 January 2023, an additional 10% withholding tax will apply to gross proceeds from the sale of a Publicly Traded Partnerships (“PTP”) and certain PTP distributions. Please click here to find out more.

Fees & Charges and Download Centre(For China Everbright Securities (HK) Limited clients only)

To facilitate the upgrade of our trading system, the trading software "環球快車" will cease operation from 5pm on October 31, 2022. Clients may choose other trading platforms such as HK Trader Pro (SC), EBSI eMO! and our web portal for securities trading. For any enquiry, please call our customer service hotline on +852 2822 5001 (Hong Kong), +853 6262 5028 (Macau) or +86 40011 95525 (Mainland).


The charges set out in this section are subject to change from time to time.

Services

Fees and Charges

Min./Max. Fees

Hong Kong Securities (Effective Date: January 1, 2022)

General Transaction

Brokerage Commission

0.25% or more on transaction amount, or negotiable

Min. HKD100

Pre-IPO Investing Commission (Grey Market)

0.375% on transaction amount

Min. HKD150

Transaction Levy

0.0027% on transaction amount

 

Trading Fee

0.005% on transaction amount

 

Stamp Duty

0.13% on transaction amount (Less than HKD1 is also counted as HKD1)

 

CCASS Settlement Fee

0.01% on transaction amount

Min. HKD2

Max. HKD200

FRC Transaction Levy

0.00015% on transaction amount

 

Custody and Settlement Service

Settlement Instruction Fee (Settlement Instruction and Investor Settlement Instruction)

No fees on receiving securities

 

0.01% of the total transaction amount per stock for each transaction for delivering securities Min. RMB50
Max. RMB300

Physical Stock Withdrawal (From CCASS)

Listed securities: HKD5 per board lot Min. HKD50
Mandatory dispatch of unlisted securities: HKD50 per case  
Non-mandatory dispatch of unlisted securities: HKD500 per case  

Transfer

HKD5 for each transfer deed

 

Custody Fee

Waived

 

Default Penalty for Late Delivery of Shares

0.75% of the market value of the shares to be delivered (calculated based on the closing price published by the Stock Exchange on the settlement due date)

Max. HKD150,000

Handling Fee Relating to Contract Note

0.25% of the market value of the shares (calculated based on the closing price of the
previous day of trading)

Fees charges on both of the share delivering party and share receiving party (if both accounts are opened with the company) and must obtain valid approval

Min. HKD500

Nominee Fees

Transfer Registration Fee

HKD1.5 per board lot (in the name of CCASS)

 

Dividend Collection Fee

Dividend collection fee: 0.12% of dividend collected

Max. HKD10,000

Handling fee: 0.50% of dividend collected Min. HKD30
Max. HKD3,000

Dividend Recovery

HKD 500 per case, plus other agency services fees, such as dividend collection fee, stock certificate fees, company program service fees and other fees

 

Bonus Shares / Bonus Warrants

HKD1 per board lot

Min. HKD20

Distributed Unlisted Shares

HKD1 per board lot

Min. HKD20
Max. HKD100

Share Consolidation / Share Split

Waived

 

Rights Issue (including additional rights issues), General Offer or Share Exchange

HKD100 per case, plus a service fee of HK$0.80 per lot for fulfillment of rights and obligations. Odd lots are also regarded as one lot.

Max. HKD10,000

Exercise Call/Put Warrants

Max. HKD10,000

Subscribe New Shares

Unfinanced and subscribed via nominee: Waived

Subscribe through financing (interest is also payable): HKD100

 

Request For Annual Report of Listed Company

HKD10 per annual report

 

Express Transfer Fee

HKD200 per case, plus fees charged by the share registrar and CCASS

 

Other Services

Dormant Account Handling Fee

No transaction in the account within a year, HKD50 per annum

 

Account Balance Certificate

HKD150 per certificate per account

 

Returned Cheque

HKD50 per bounced cheque

 

Payment Termination Fee

Cheque: HKD200 per case

Telegraph transfer / Bank transfer system payment: HKD300 per case

 

Request For Statement

Within 2 months: Free

More than 2 months: HKD200 per statement

 

Stock Segregated Account Service Fee (with CCASS statement service)

HKD100 per month per account

 

Shanghai Stock Connect / Shenzhen Stock Connect Securities (Effective Date: June 7, 2022)

General Transaction

Brokerage Commission

0.25% or more on transaction amount, or negotiable

Min. RMB100

Stamp Duty

- A Shares: 0.10% of the transaction amount (only the seller will be charged)

- ETFs: Waived

 

Securities Management Fee

- A Shares: 0.002% of the transaction amount

- ETFs: Waived

 

Handling Fee

- A Shares: 0.00487% of the transaction amount

- ETFs: 0.004% of the transaction amount

 

Transfer Fee

- A Shares:

ChinaClear: 0.001% of the transaction amount; and

HKSCC: 0.002% of the transaction amount

- ETFs:

ChinaClear: Waived

HKSCC: 0.002% of the transaction amount

 

Custody and Settlement Service

Settlement Instruction Fee (Settlement Instruction)

No fees on receiving securities

Not applicable

0.01% of the total transaction amount per stock for each transaction for delivering securities Min. RMB50
Max. RMB300

Custody Fee

Waived

 

Default penalty for late delivery of shares

1.25% of the market value of the shares to be delivered (calculated based on the closing price published by the Stock Exchange on the settlement due date)

Max. HKD250,000

Nominee Fees

Dividend Collection Fee

Handling fee: 0.50% of dividend collected

Min. RMB30

Max. RMB3,000

Bonus Shares / Bonus Warrants

RMB1 per board lot

Min. RMB20

Share Consolidation / Share Split

Waived

 

Rights Issue (including additional rights issues), General Offer or Share Exchange

RMB100 per case

 

Voting

Waived

 

Bonds (Effective Date: November 1, 2022)

Custody Fee

0.05% p.a. x the total market value of the bond holdings in your account(s) as at the end of the last Hong Kong business day of each month. Charged semi-annually. (Max: HKD2,500 for half-year)

 

 

Financing Interest Rate

Category of Account

Financing Interest Rate

Cash Account

Cash account client stock purchase: Overdue loans are subject to overdue interest on the net amount (calculated from the settlement date)

First 3 days

Over 3 days

Prevailing Interest Rate* +3% p.a.

18% p.a.^

Margin Account

Margin account client stock purchase: Default/exceeding limit is subject to overdue interest on the net amount (calculated from the settlement date)

Prevailing Interest Rate* +3% p.a.

18% p.a. for default/exceeding limit (applicable to all currencies)

The above rates are applicable to general customers.

^Effective Date: September 23, 2022

 

Prevailing Interest Rate

Currencies

Prevailing Interest Rate*

Hong Kong Dollar

5.0%

Renminbi

5.30%

Others

5.125%

Effective Date: January 1, 2020

 

*The above prevailing interest rate is determined by our Company from time to time. If necessary, please contact our Customer Service Hotline or your Wealth Manager for enquiries.

The Prime Annual Rate in the account opening letter has the same meaning as the Prevailing Interest Rate.

 

 

Forms

Form Description

Download

Account Form

W-8BEN

Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

Download

Third party authorization form

Third party authorization form

Download

Streaming Real Time Quote Service Application Form

Application for opening and termination

Download

Application for Electronic Services form

Application for Electronic Services form

Download

Fund Withdrawal Request Form

Fund Withdrawal Request Form

Download

Settlement Instruction Request Form

Settlement Instruction Request Form (SI)

Download

Investor Settlement Instruction Request Form (ISI)

Investor Settlement Instruction Request Form (ISI)

Download

Dividend Standing Instruction Form

Dividend Standing Instruction Form

Download

CRS Self-Certification Form (Individual)

CRS Self-Certification Form (Individual)

Download

CRS Self-Certification Form (Entity)

CRS Self-Certification Form (Entity)

Download

CRS Self-Certification Form (Controlling Person)

CRS Self-Certification Form (Controlling Person)

Download

Account Information Update Instructions (Individual / Joint Account)

Account information update instructions (individual / joint account)

Download

KYB - Customer Profile (Individual Account)

KYB - Customer Profile (Individual Account)

Download

KYB - Customer Profile (Joint Account)

KYB - Customer Profile (Joint Account)

Download

KYB - Customer Profile (Corporate Account)

KYB - Customer Profile (Corporate Account)

Download

Personal Information Collection Statement concerning Northbound China Connect Orders

Personal Information Collection Statement concerning Northbound China Connect Orders & Shanghai and Shenzhen -Hong Kong Stock Connect Reply Form

Download

Re-issue of Statement

Re-issue of statement

Download

Request Acceptance/Refusal to Use Personal Data for Direct Marketing Purposes

Request Acceptance/Refusal to Use Personal Data for Direct Marketing Purposes

Download

HKIDR Consent Form

HKIDR consent form

Download

Business Guidelines

Guideline for Funds Deposit

Guideline for Funds Deposit

Download

Instructions for Form W-8BEN

Instructions for Form W-8BEN

Download

Sample of Form W-8BEN

Sample of Form W-8BEN

Download

Waiver of Confidentiality

Applicable to US citizens or US residents or US entities, submit with the W-9 form.

Download

Guideline for Email Whitelisting - QQ Mail

Guideline for Email Whitelisting - QQ Mail

Download

Guideline for Email Whitelisting - Sina Mail

Guideline for Email Whitelisting - Sina Mail

Download

Guideline for Email Whitelisting - 163 Mail

Guideline for Email Whitelisting - 163 Mail

Download

Guideline for Email Whitelisting - Hotmail

Guideline for Email Whitelisting - Hotmail

Download

Guideline for Email Whitelisting - Alimail

Guideline for Email Whitelisting - Alimail

Download

Guideline for Email Whitelisting - 21CN Mail

Guideline for Email Whitelisting - 21CN Mail

Download

Guideline for Email Whitelisting - sohu Mail

Guideline for Email Whitelisting - sohu Mail

Download

 

 

Name of Software

Description of Software

Download

EBS Hong Kong Global Trading – Android

EBS Hong Kong Global Trading (“Global Trading”) is a brand-new mobile terminal launched by China Everbright Securities (HK) Limited for investors. It supports the trading of Shanghai stocks, Shenzhen stocks, Hong Kong stocks and U.S. stocks. It has a friendly interface with easy operations.


Simply scan the QR code on the right to download Global Trading directly or you can search for “Everbright Securities" in 360 App Market to download it.



Download

EBS Hong Kong Global Trading – ios

Applicable to iPhone and iPad only.


Simply click “Download” on the right to open App Store. If App Store cannot be opened, please try refreshing the page or search for “Everbright Securities" in Apple’s App Store to download it.

Download

EBSI eMO! - Android

eMO! is Everbright Securities International (“EBSI”)’s official mobile trading application, providing professional Hong Kong stock trading services. eMO! features real-time Hong Kong stock quotes; Hong Kong stock market information; exclusive market commentary from EBSI; virtual portfolio and watch list for monitoring the prices of Hong Kong stocks, ETFs, warrants and CBBCs; interactive charting of Hong Kong stocks; top ten Hong Kong stock movers in volume; global indexes; real-time foreign currency exchange rates from EBSI Forex; Hong Kong stock price alert, etc. Simplified Chinese, traditional Chinese and English are supported.


Simply scan the QR code on the right to download EBSI eMO! directly, or you can search for "EBSI eMO" in Google Play to download it.



Download

EBSI eMO! - ios

Applicable to iPhone and iPad only.


Simply click “Download” on the right to open App Store. If App Store cannot be opened, please try refreshing the page or search for “EBSI eMO” in Apple’s App Store to download it.

Download

“HK Trader Pro” Simplified Chinese – PC version

This version is recommended for Win7/Win8/Win10. It fully supports Hong Kong and U.S. stocks, as well as Shanghai Stock Connect and Shenzhen Stock Connect.


It offers Mainland-style interface with wide-ranging indicators and convenient operations.

Download